Frequently asked questions
Common questions about HOOTL — its relationship to other frameworks, licensing, sector adoption, and how to contribute.
Is this anti-OpenAI?
No. The OpenAI Frontier Safety Blueprint is a serious document; the
Preparedness Framework and Frontier Governance Framework do
real work. HOOTL is complementary — it
addresses the operator-side layer that lab-side frameworks
structurally cannot. A serious AI safety policy framework
needs both. The launch essay
("What the OpenAI
Frontier Safety Blueprint Leaves Out") makes the case
explicitly.
How does this relate to the NIST AI Risk Management Framework?
NIST AI RMF is one of the foundational vocabularies HOOTL
draws from. The bibliography of the
Principles cites NIST AI RMF, OECD
AI Principles, the EU AI Act, and the Belmont Report as the
tradition HOOTL stands in. NIST AI RMF is broader (covering
governance and management functions across all AI systems);
HOOTL is narrower and more specific (eight numbered
substrate-property primitives for HOOTL-posture systems
specifically). The two are designed to compose.
How does HOOTL relate to the EU AI Act?
The EU AI Act addresses many operator obligations in regulated
sectors, but lacks codified vocabulary for the substrate
properties of an autonomous-agent runtime as a system. HOOTL is
designed to plug into that gap. The principles are
jurisdiction-neutral by construction — they describe technical
and operational characteristics that hold across strict-liability,
negligence-based, operator-responsibility, and hybrid regimes.
Can I cite or adapt the principles in my own work?
Yes, without permission. The spec is licensed
CC-BY 4.0 — attribution required, commercial use permitted,
adaptation permitted. Cite "Winegar, T. (2026). Principles
of HOOTL Safety (v1.0). hootl.org." In-text citation pattern
is
"per HOOTL-3 (Override Channel)".Can I profile HOOTL for my sector?
Yes — this is one of the explicit intended uses. Healthcare,
finance, critical infrastructure, defense, government,
transportation, and energy all have specific operator-side
requirements that the eight principles are shaped to
accommodate. A sector profile would typically map each principle
onto sector-specific failure modes, name the artifacts the
sector already produces that satisfy or fail to satisfy each
principle, and add sector-specific guardrails. We're actively
interested in collaborating on such profiles —
email if you're working on
one.
Why a new framework when there are already so many?
The existing frontier-safety frameworks (OpenAI Preparedness,
Anthropic RSP, Google DeepMind FSF) are all lab-side. METR's
"Common Elements" survey across twelve frameworks confirms this
— nine recurring elements across all of them, all lab-side.
Operator-side substrate properties are not absent because
they're unimportant; they're absent because the existing
frameworks are structurally positioned to address model
release, not runtime deployment. HOOTL fills the layer that
isn't otherwise served.
Is HOOTL a standard, a specification, or a regulation?
None of those. HOOTL is a concepts document —
a stable, citable vocabulary of substrate properties that
policy authors, vendors, auditors, and operators can use in
their own work. The principles are properties of safe systems;
jurisdictions remain free to wrap them with whatever liability
framework is appropriate to local doctrine. This is the same
shape the Belmont Report (1979) took for research ethics — a
set of principles that became citable load-bearing language in
other parties' rules.
What does "operator-side" mean exactly?
The lab is the party that trains and releases
a frontier model. The operator is the party
that deploys a model in a system that runs autonomously. The
two are usually different parties. The lab's safety
responsibility ends at release. The operator's begins there.
HOOTL describes what the operator-side runtime needs to be for
autonomous deployment to be accountable, regardless of which
lab released the underlying model.
How does HOOTL relate to AgentDNA and AgenticMD?
They're three frameworks I've been developing this year that
share a single thesis (substrate is truth) at three
different layers. AgenticMD is markup discipline for agent-consumed
documentation. AgentDNA is a substrate-first agent operating
framework. HOOTL is substrate-property safety principles for
autonomous-agent systems. An agentic IDE I build
is the reference implementation of all three. See
About for the framework family lineage.
The three cross-check each other in practice: AgentDNA's newest organ — the completion gate — is the agent-protocol expression of HOOTL-2 (Verdict Pipeline) and HOOTL-7 (Falsifiability). The same property appears as a safety principle at the HOOTL layer and an operating organ at the AgentDNA layer.
The three cross-check each other in practice: AgentDNA's newest organ — the completion gate — is the agent-protocol expression of HOOTL-2 (Verdict Pipeline) and HOOTL-7 (Falsifiability). The same property appears as a safety principle at the HOOTL layer and an operating organ at the AgentDNA layer.
I think HOOTL-X is wrong, missing, or should be reworded.
Open an issue at
github.com/traviswinegar/hootl or email
travis@momusdev.com.
The framework is versioned (currently v1.0); subsequent versions
can add, refine, or rephrase principles. The numbering scheme is
explicitly stable across versions, so citations don't break when
prose evolves.
How do I propose a HOOTL-9?
Same as above — open an issue with the proposed property, the
failure mode it addresses, and a brief argument for why it
isn't already covered by the existing eight. Substrate-property
additions are the kind of contribution most likely to land in
v1.1 or v2.0.
Is there a reference implementation I can study?
The framework was extracted from a working agentic IDE. Its
substrate (graph DB, ADR cluster, behavioral tests, audit harness,
council reviewer, mutator) all pre-existed the framework — the
framework names the substrate properties that those concrete
systems exhibit. The reference implementation itself isn't public;
the framework is the abstraction you can adopt anywhere.